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Other Rules & Regulations

 
 

Other Rules governing the securities market

 

click here to download Stock Exchange (Register of Interests in Securities) Rules 1989 (GN 155/89)
click here to download Stock Exchange (Investment by Foreign Investors) Rules 2013  

 

 Regulations


Transitional Provisions:

 

Stock Exchange (Approved Investment Institution) Rules 1992

Section 159 (7) of the Securities Act 2005 provides: “Approved investment institutions in existence immediately before the commencement of this Act shall, within 3 years of the commencement of such regulations as may be prescribed, apply for authorisation as collective investment schemes according to conditions and subject to such exemptions as may be specified in FSC Rules.”

 

Subject to subsection (7), approved investment institutions designated under section 50A of the Stock Exchange Act shall, notwithstanding the repeal in section 157(1)(a) continue to operate subject to the conditions of the Stock Exchange (Approved Investment Institution) Rules 1992.

Stock Exchange (Investment Clubs) Rules 1994

Section 155 of the Securities Act states that the Commission may make rules known as FSC Rules for the registration, operation and control of the activities of investment clubs.

 

FSC Rules


click here to download Securities (Licensing Rules) 2007

click here to download Securities (Public Offers) Rules 2007

click here to download Securities (Disclosure Obligations of Reporting Issuers) Rules 2007

click here to download Financial Services (Consolidated Licensing and Fees) Rules 2008

click here to download Financial Services (Other Financial Business Activity) Rules 2008

click here to download Securities (Authorisation of Foreign Investment Dealers) Rules 2010

click here to download Securities (Takeover) Rules 2010

click here to download Securities (Brokerage Fee for Government of Mauritius Securities and Bank of Mauritius Securities) Rules 2011 (GN 217/11)

click here to download Securities (Brokerage Fees for Exchange Traded Funds on Foreign Underlyings) Rules

click here to download Securities (Brokerage Fees for Turnaround Trades) Rules 2013

click here to download Securities (Brokerage Fees for Debentures) Rules 2013

 

 

Policies and Guidelines

 Click here to download SEM Equality Opportunity Policy